Regulatory Reporting Expert - Transaction Reporting - HKTR and DSOL
ExperienceExpert (15+ years)
Est. StartJune 24, 2024
Duration3 Month(s)
Global Hedge FundGlobal Hedge Fund
On Site
Hong KongHong Kong
Required Skills
Regulatory Reporting
Regulatory Compliance
Project Overview

We are supporting a Global Hedge Fund with a project to establish a new independent control function focused on ensuring compliance with regulatory and transaction reporting requirements across is core locations: UK, US, Singapore, Japan and HK.


As part of this project, they are establishing teams in each core market focused on understanding and interpreting local requirements, assessment of how requirements can and should be met and providing insights as to how exceptions and approvals can be gained. This work will support both the establishment of the control function and development of solutions to track and validate regulatory reporting requirements, transactional data reporting, exception management and timely accurate submissions.


To support this, our client is seeking a seasoned HK banking sector regulatory expert with the following:


  1. 15 years + experience in the Banking sector with a focus on risk and compliance within the securities and derivatives business
  2. Experience of broker dealer business and the associated securities and derivatives trading process
  3. Deep understanding of HKTR and DSOL regulatory and transaction reporting requirements
  4. Direct regulatory experience in the HK market
  5. Ability to translate and interpret complex regulatory requirements and effectively document and summarise advice and recommendations on how these requirements can and should be met and managed


You'll be working with senior stakeholders within the client organisation as well as members of a global management consulting firm involved in supporting the client with this strategic project.


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